Shallow-Water Hydrokinetic Turbines: A Critical Systematic Review of Design Parameters, Performance Validation, and Deployment Challenges

Review paper

Journal of Sustainable Development of Energy, Water and Environment Systems
ARTICLE IN PRESS (scheduled for Vol 14, Issue 03 (general)), 1140715
DOI: https://doi.org/10.13044/j.sdewes.d14.0715 (registered soon)
Kornpaphop Ruttanawijit1, Yodchai Tiaple2, Xiaodong Zhang3
1 Rambhai Barni Rajabhat University, Chanthaburi, Thailand
2 Kasetsart University, Chonburi, Thailand
3 North China Electric Power University, Beijing, China

Abstract

Shallow-water hydrokinetic turbines (water depth less than 3 m) have attracted decades of research, yet global installed capacity remains below 100 MW. This systematic review critically analyzes 38 studies (January 2015–December 2025, with 9 legacy background studies 2000-2014) across design parameters, performance validation, and deployment barriers using Preferred Reporting Items for Systematic Reviews and Meta-Analyses guidelines with dual independent screening (Cohen’s kappa = 0.83). Three technology families demonstrate distinct trade-offs: Cross-Flow Impulse turbines achieve field-validated power coefficient = 0.18–0.28; Floating Water Wheels operate at power coefficient = 0.12–0.18 (kinetic mode, blockage ratio < 0.40) or hydraulic efficiency = 0.45–0.60 (Rotating Hydrostatic Pressure Machine mode, blockage ratio > 0.40); Cross-Flow Lift turbines lack shallow-water field validation despite laboratory potential (power coefficient = 0.35–0.49). Systematic 15–45% laboratory-to-field performance degradation demands explicit derating factors in design practice. Methodological analysis reveals ±20–40% prediction uncertainty from competing blockage corrections (±18% variation), unvalidated volume-of-fluid free-surface modeling (22% validate surface profiles), and absent ventilation frameworks. Economic barriers prove decisive: field capital costs ($5,000–12,000/kW) yield levelized cost of electricity $0.15–0.30/kWh versus solar photovoltaic $0.03–0.05/kWh. Evidence positions shallow-water hydrokinetics as niche technology for off-grid baseload and site-constrained applications rather than mainstream renewable deployment.

Keywords: Hydrokinetic turbines; Shallow-water energy; Cross-flow turbines; Design optimization; Low-head hydropower; Floating water wheels

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